THE BILL ITSELF
CS/HB 1265
Pub. Rec./Office of Insurance Regulation
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A bill to be entitled
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An act relating to public records; creating s. 624.28,
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F.S.; creating a privilege for documents, materials,
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and other information obtained by the Commissioner of
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Insurance Regulation or the National Association of
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Insurance Commissioners in the course of an
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examination or analysis; prohibiting the commissioner
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and certain persons from testifying in certain private
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civil actions; authorizing the commissioner to share
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certain information under certain circumstances;
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providing for reciprocity; providing definitions;
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providing for future legislative review and repeal of
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the privilege; providing a statement of public
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necessity; amending s. 624.4212, F.S.; providing an
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exemption from public records requirements for certain
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proprietary business information provided to the
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Office of Insurance Regulation by an insurer;
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providing an exemption from public records
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requirements for certain biographical statements,
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biographical affidavits, and supplementary materials
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related thereto provided to or obtained by the office;
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providing for future legislative review and repeal of
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the exemptions; providing statements of public
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necessity; providing a contingent effective date.
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Be It Enacted by the Legislature of the State of Florida:
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Section 1. Section 624.28, Florida Statutes, is created to
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read:
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624.28 Privilege for ancillary information.—
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(1)(a) Documents, materials, or other information,
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including, but not limited to, all work papers subject to s.
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624.319(3)(b)1., and copies thereof, created, produced, or
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obtained by or disclosed to the Commissioner of Insurance
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Regulation or any other person in the course of an examination
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made under the Florida Insurance Code, or in the course of an
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analysis by the commissioner of the financial condition or
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market conduct of a company, shall be privileged, shall not be
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subject to subpoena, and shall not be subject to discovery or
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admissible in evidence in any private civil action. The
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commissioner may use the documents, materials, or other
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information in the furtherance of any regulatory or legal action
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brought as part of the commissioner's official duties.
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(b) Documents, materials, or other information, including,
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but not limited to, all work papers subject to s.
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624.319(3)(b)1., and copies thereof, in the possession or
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control of the National Association of Insurance Commissioners
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and its affiliates and subsidiaries shall be privileged, shall
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not be subject to subpoena, and shall not be subject to
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discovery or admissible in evidence in any private civil action
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if they are created, produced, or obtained by or disclosed to
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the National Association of Insurance Commissioners and its
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affiliates and subsidiaries in the course of assisting in an
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examination or assisting the commissioner in the analysis of the
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financial condition or market conduct of a company.
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(2) The commissioner and any person who received the
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documents, materials, or other information while acting under
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the authority of the commissioner, including the National
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Association of Insurance Commissioners and its affiliates and
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subsidiaries, may not testify in any private civil action
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concerning any privileged documents, materials, or other
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information subject to subsection (1).
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(3) In order to assist in the performance of his or her
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duties, the commissioner may:
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(a) Share documents, materials, or other information,
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including the privileged documents, materials, or other
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information subject to subsection (1), with other state,
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federal, and international regulatory agencies, with the
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National Association of Insurance Commissioners and its
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affiliates and subsidiaries, and with state, federal, and
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international law enforcement authorities, provided that the
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recipient agrees to maintain the privileged status of the
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document, material, or other information.
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(b) Receive documents, materials, or other information,
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including the privileged documents, materials, or other
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information subject to subsection (1), from the National
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Association of Insurance Commissioners and its affiliates and
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subsidiaries, and from regulatory and law enforcement officials
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of other foreign or domestic jurisdictions, and shall maintain
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as confidential or privileged any document, material, or other
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information received with notice or the understanding that it is
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confidential or privileged under the laws of the jurisdiction
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that is the source of the document, material, or other
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information.
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(4) A waiver of any applicable privilege or claim of
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confidentiality in the documents, materials, or other
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information may not occur as a result of disclosure to the
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commissioner under this section or as a result of sharing as
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authorized in subsection (3).
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(5) A privilege established under the law of any state or
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jurisdiction that is substantially similar to the privilege
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established under this section shall be available and enforced
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in any proceeding in, and in any court of, this state.
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(6) As used in this section, the terms "Commissioner of
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Insurance Regulation," "National Association of Insurance
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Commissioners," "affiliates," and "subsidiaries" include, but
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are not limited to, their employees, agents, consultants, and
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contractors.
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(7) This section is subject to the Open Government Sunset
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Review Act in accordance with s. 119.15 and is repealed on
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October 2, 2031, unless reviewed and saved from repeal through
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reenactment by the Legislature.
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Section 2. The Legislature finds that it is a public
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necessity that documents, materials, and other information
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obtained by or provided to the Office of Insurance Regulation in
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the course of examinations, investigations, and analyses of the
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financial condition or market conduct of insurance companies be
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made confidential and exempt from s. 119.07(1), Florida
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Statutes, and s. 24(a), Article I of the State Constitution.
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This information contains sensitive proprietary business
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information, trade secrets, and financial data that, if made
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public, could affect the competitiveness of insurers.
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Section 3. Paragraph (g) is added to subsection (2) of
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section 624.4212, Florida Statutes, and subsection (6) is added to that section, to read:
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624.4212 Confidentiality of proprietary business and other
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information.—
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(2) Proprietary business information contained in the
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following items held by the office is confidential and exempt
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from s. 119.07(1) and s. 24(a), Art. I of the State
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Constitution:
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(g)1. The group capital calculation required under s.
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628.8011 and information related thereto.
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2. The liquidity stress test required under s. 628.8012
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and information related thereto.
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This paragraph is subject to the Open Government Sunset Review
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Act in accordance with s. 119.15 and is repealed on October 2,
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2031, unless reviewed and saved from repeal through reenactment
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by the Legislature.
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(6) Biographical statements, biographical affidavits, or
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supplementary materials related thereto provided to or obtained
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by the office pursuant to the office's authorities under the
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Florida Insurance Code are confidential and exempt from s.
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119.07(1) and s. 24(a), Art. I of the State Constitution. This
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exemption applies to information provided to or obtained by the
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office before, on, or after July 1, 2026. This subsection is
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subject to the Open Government Sunset Review Act in accordance
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with s. 119.15 and is repealed on October 2, 2031, unless
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reviewed and saved from repeal through reenactment by the
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Legislature.
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Section 4. (1) The Legislature finds that it is a public
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necessity that proprietary business information provided to the
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Office of Insurance Regulation by an insurer pursuant to ss.
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628.8011 and 628.8012, Florida Statutes, be made confidential
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and exempt from s. 119.07(1), Florida Statutes, and s. 24(a),
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Article I of the State Constitution. This exemption is necessary
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to allow the office to effectively regulate insurer solvency and
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valuation without revealing trade secrets and proprietary data
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that could impair the competitive business of the insurers.
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(2) The Legislature further finds that it is a public
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necessity that biographical statements, biographical affidavits,
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and supplementary materials related thereto provided to or
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obtained by the office be made confidential and exempt from s.
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119.07(1), Florida Statutes, and s. 24(a), Article I of the
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State Constitution to ensure the confidentiality and safety of
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the applicants. This exemption is necessary to ensure that
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insurers provide complete and candid information to regulators
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so that they can effectively and efficiently implement the
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Florida Insurance Code.
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Section 5. This act shall take effect on the same date
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that HB 1263 or similar legislation takes effect, if such
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legislation is adopted in the same legislative session or an
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extension thereof and becomes a law.